Hearings

Printed Hearing 112-105

WITNESS LIST

Panel I

• The Honorable David Vitter, United States Senate

Panel II

• Mr. Stephen Harbeck, President & Chief Executive Officer, Securities Investor Protection Corporation
• Ms. Sharon Bowen, Acting Chairman of the Board, Securities Investor Protection Corporation

Panel III

• Mr. Joe Borg, Director, Alabama Securities Commission
• Mr. Steven Caruso, Partner, Maddox Hargett & Caruso, P.C.
• Mr. Ira Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
• Mr. Ron Stein, President, Network for Investor Action and Protection

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Statement for the Record submitted by the Bond Dealers of America (BDA)
Statement for the Record submitted by Financial Services Institute (FSI)

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