Hearing entitled “The Stanford Ponzi Scheme: Lessons for Protecting Investors from the Next Securities Fraud"
Friday, May 13, 2011 10:00 AM in 2128 Rayburn HOB
Oversight and Investigations
Printed Hearing 112-30
Click here for the Archived Webcast of this hearing.
Opening Statement of Representative Luetkemeyer
Opening Statement of Representative Harper
Mr. H. David Kotz, Inspector General, Office of the Inspector General, U.S. Securities and Exchange Commission
Mr. Robert Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission
Mr. Carlo di Florio, Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Mr. Richard Ketchum, Chief Executive Officer, Financial Industry Regulatory Authority
Ms. Julie Preuitt, Assistant Regional Director, U.S. Securities and Exchange Commission Fort Worth Regional Office
Mr. Charles Rawl, former employee Stanford Group Company
Mr. Stanford Kauffman, victim of the Stanford fraud