Hearing entitled “The Securities Investor Protection Corporation: Past, Present, and Future”
Wednesday, March 7, 2012 9:30 AM in 2128 Rayburn HOB
Capital Markets and Government Sponsored Enterprises

Printed Hearing 112-105

Click here for the Archived Webcast.


Panel I

Panel II

  • Mr. Stephen Harbeck, President & Chief Executive Officer, Securities Investor Protection Corporation
  • Ms. Sharon Bowen, Acting Chairman of the Board, Securities Investor Protection Corporation

Panel III

  • Mr. Joe Borg, Director, Alabama Securities Commission
  • Mr. Steven Caruso, Partner, Maddox Hargett & Caruso, P.C.
  • Mr. Ira Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
  • Mr. Ron Stein, President, Network for Investor Action and Protection

Statement for the Record submitted by the Bond Dealers of America (BDA)
Statement for the Record submitted by Financial Services Institute (FSI)