Putting Investors First: Examining Proposals to Strengthen Enforcement Against Securities Law Violators

Subcommittee on Investor Protection, Entrepreneurship and Capital Markets

2128 RHOB, 0 Wednesday, June 19, 2019 @ 02:00

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Click here for the Committee Memorandum.


  • H.R.____, the “Holding Foreign Companies Accountable Act” [DRAFT]

  • H.R.____, the “Stronger Enforcement of Civil Penalties Act of 2019” [DRAFT]

  • H.R.____, To establish a whistleblower program at the Public Company Accounting Oversight Board [DRAFT]

  • H.R.____, the “PCAOB Enforcement Transparency Act of 2019” [DRAFT]

  • H.R.____, To amend the Securities Exchange Act of 1934 to allow the Securities and Exchange Commission to seek and Federal courts to grant restitution to investors and disgorgement of unjust enrichment [DRAFT]

  • H.R.____, the “Corporate Management Accountability Act of 2019” [DRAFT]

  • H.R.____, To establish a statute of limitations for certain actions of the Securities and Exchange Commission [DRAFT]

  • H.R.____, the “Bad Actor Disqualification Act of 2019” [DRAFT]


Witness List

  • Jordan A. Thomas, Partner, Labaton Sucharow

  • Urska Velikonja, Professor of Law, Georgetown University Law Center

  • Andrew N. Vollmer, Professor of Law, University of Virginia School of Law

  • Stephen Crimmins, Partner, Murphy & McGonigle PC


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