Hearings

Examining Private Market Exemptions as a Barrier to IPOs and Retail Investment

Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets

2128 RHOB, 0 Wednesday, September 11, 2019 @ 10:00

Click here for the LIVE WEBCAST of this hearing.

Click here for the Committee Memorandum.



Legislation

  • H.R. ____, the “Private Securities Transparency and Reform Act” [DRAFT]

  • H.R. ____, To require the Securities and Exchange Commission to submit a report to Congress about private securities offerings [DRAFT]

  • H.R. ____, the “Fair Investment Opportunities for Professional Experts Act” [DRAFT]

  • H.R. ____, the “Crowdfunding Amendments Act” [DRAFT]

  • H.R. 2899, the “Main Street Growth Act”

  • H.R. ____, the “Rare Disease Fund Act” [DRAFT]

  • H.R. ____, the “Family Office Technical Correction Act” [DRAFT]

  • H.R. 609, the “Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act”

 

Witness List

  • Renee Jones, Associate Dean for Academic Affairs and Professor of Law, Boston College Law School

  • Elisabeth de Fontenay, Professor of Law, Duke University School of Law

  • Mike Pieciak, President, North American Securities Administrators Association, and Vermont Commissioner of Financial Regulation, Vermont Department of Financial Regulation

  • Dr. Andrew Lo, Professor, Massachusetts Institute of Technology Sloan School of Management

  • Douglas Ellenoff, Partner, Ellenoff Grossman & Schole LLP

 



Hearing Videos

 





    Webcast of the Hearing





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