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Hearings

Hearing entitled “The Stanford Ponzi Scheme: Lessons for Protecting Investors from the Next Securities Fraud"

Printed Hearing 112-30

Opening Statement of Representative Luetkemeyer

Opening Statement of Representative Harper

WITNESS LIST

Panel I

Mr. H. David Kotz, Inspector General, Office of the Inspector General, U.S. Securities and Exchange Commission

Mr. Robert Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission

Mr. Carlo di Florio, Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission

Mr. Richard Ketchum, Chief Executive Officer, Financial Industry Regulatory Authority

Panel II

Ms. Julie Preuitt, Assistant Regional Director, U.S. Securities and Exchange Commission Fort Worth Regional Office

Mr. Charles Rawl, former employee Stanford Group Company

Mr. Stanford Kauffman, victim of the Stanford fraud
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