Hearing entitled “Impact of the DOL Fiduciary Rule on the Capital Markets”

Thursday, July 13, 2017 | 10:00 | 2128 Rayburn HOB

Tags: Capital Markets, Securities, and Investment

Printed Hearing 115-29

Click here for the Committee Memorandum.

Witness List

Mr. David C. Knoch, President, 1st Global (TTF)
Mr. Mark Halloran, Senior Director, Head of Industry and Regulatory Strategy, Transamerica (TTF)
Mr. Jerome Lombard, President, Private Client Group, Janney Montgomery Scott LLC (TTF)
Ms. Cristina B. Martin Firvida, Director, Financial Security and Consumer Affairs, AARP (TTF)
Dr. Douglas Holtz-Eakin, President, American Action Forum (TTF)

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H.R.____, (Wagner) To amend the Securities Exchange Act of 1934 to establish standards of conduct for brokers and dealers that are in the best interest of their retail customers.

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