Patrick McHenryChairman

Hearing entitled “Impact of the DOL Fiduciary Rule on the Capital Markets”
Thursday, July 13, 2017 10:00 AM in 2128 Rayburn HOB
Capital Markets, Securities, and Investment

Printed Hearing 115-29

Click here for the Committee Memorandum.

Witness List

• Mr. David C. Knoch, President, 1st Global (TTF)
• Mr. Mark Halloran, Senior Director, Head of Industry and Regulatory Strategy, Transamerica (TTF)
• Mr. Jerome Lombard, President, Private Client Group, Janney Montgomery Scott LLC (TTF)
• Ms. Cristina B. Martin Firvida, Director, Financial Security and Consumer Affairs, AARP (TTF)
• Dr. Douglas Holtz-Eakin, President, American Action Forum (TTF)
  

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• H.R.____, (Wagner) To amend the Securities Exchange Act of 1934 to establish standards of conduct for brokers and dealers that are in the best interest of their retail customers.

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