Hearings

Putting Investors First: Reviewing Proposals to Hold Executives Accountable

Subcommittee on Investor Protection, Entrepreneurship and Capital Markets

2128 RHOB, 0 Wednesday, April 03, 2019 @ 02:00

Click here for the LIVE WEBCAST of this hearing.

Click here for the Committee Memorandum.



Legislation

  • H.R. ___, Insider Trading Prohibition Act [DRAFT]

  • H.R. ___, Investor Choice Act of 2019 [DRAFT]

  • H.R. ___, 8-K Trading Gap Act of 2019 [DRAFT]

  • H.R. ___, A bill to require the SEC to complete rulemaking required by section 10D of the Securities Exchange Act of 1934 [DRAFT]

  • H.R. ___, A bill to require the SEC to complete rulemaking required by section 14(i) of the Securities Exchange Act of 1934 [DRAFT]

  • H.R. ___, A bill to amend the Securities and Exchange Act of 1934 to amend the definition of whistleblower [DRAFT]

 

Witness List

  • John Coffee, Adolf A. Berle Professor of Law, Director of the Center on Corporate Governance at Columbia Law School

  • Melanie Lubin, Maryland Securities Commissioner, on behalf of the North American Securities Administrators Association, Inc (NASAA)

  • Remington A. Gregg, Counsel for Civil Justice and Consumer Rights, Public Citizen

  • Tom Quaadman, Executive Vice President, U.S. Chamber Center for Capital Markets Competitiveness, Chamber of Commerce of the United States of America

 



Hearing Videos

 





    Webcast of the Hearing





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