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Hearing entitled: Putting Investors First? Examining the SEC’s Best Interest Rule.

Thursday, March 14, 2019 | 09:30 | 2128 RHOB

Click here for the Committee Memorandum.

Legislation

  • H.R.____, “SEC Disclosure Effectiveness Testing Act" [DRAFT]


Witness List

  • Susan MacMichael John, Chair, Certified Financial Planner Board of Standards, Inc.

  • Dina Isola, Investment Advisor Representative, Ritholtz Wealth Management

  • Barbara Roper, Director of Investor Protection, Consumer Federation of America

  • Lee Baker, President, AARP Georgia State

  • The Honorable Harvey L. Pitt, Chief Executive Officer, Kalorama Partners
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