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Virtual Hearing Entitled: Game Stopped? Who Wins and Loses When Short Sellers, Social Media, and Retail Investors Collide, Part III

Thursday, May 06, 2021 | 12:00 | Cisco Webex
Click here for the LIVE WEBCAST of this hearing.


Legislation

  • H.R. ____, the "Capital Markets Engagement and Transparency Act of 2021."

  • H.R. ____, to amend the Investment Advisers Act of 1940 to limit the exemption provided for family offices from the definition of an investment adviser to those family offices with less than $750,000,000 in assets under management and for other purposes.

  • H.R. ____, to require the Securities and Exchange Commission to carry out a study on the impact of the gamification of online trading platforms, and for other purposes.

  • H.R. ____, to amend the Securities Act of 1934 to establish certain requirements with respect to retail investor options trading, and for other purposes.

  • H.R. ____, to amend the Securities Exchange Act of 1934 to prohibit payment for order flow.

  • H.R. ____, to amend the Securities Exchange Act of 1934 to prohibit trading ahead by market makers, and for other purposes.



Witness List

  • The Honorable Gary Gensler, Chairman, U.S. Securities and Exchange Commission

  • Michael Bodson, President and Chief Executive Officer, the Depository Trust & Clearing Corporation

  • Robert Cook, President and Chief Executive Officer, Financial Industry Regulatory Authority, Inc.


Hearing Video
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