Patrick McHenryChairman

Hearing Entitled: A Roadmap for Growth: Reforms to Encourage Capital Formation and Investment Opportunities for All Americans
Wednesday, April 19, 2023 2:00 PM in 2128 RHOB
Subcommittee on Capital Markets

Click here for the LIVESTREAM of this hearing. 

Click here for the Committee Memorandum.

Legislation

• H.R. ____, the "Middle Market IPO Underwriting Cost Act"

• H.R. ____, the "Senior Security Act of 2023"

• H.R. ____, the "Enhancing Multi-Class Share Disclosures Act"

• H.R. 1548, the "Improving Access to Small Business Information Act"

• H.R. __, a bill to except quotations of Rule 144A fixed-income securities from certain regulatory requirements, and for other purposes
  

• H.R. __, a bill to amend the Federal securities laws to enhance 403(b) annuity plans, and for other purposes

• H.R. ____, a bill to make certain adjustments related to Regulation Crowdfunding, and for other purposes

• H.R. ____, a bill to amend the Securities Exchange Act of 1934 to require the Advocate for Small Business Capital Formation to promoting capital raising options for traditionally underrepresented small businesses, and for other purposes

• H.R. ____, a bill to direct the Securities and Exchange Commission to issue regulations requiring certain investment advisers to implement fair valuation procedures and recordkeeping requirements, and for other purposes

• H.R. ____, a bill to require the Securities and Exchange Commission to revise the definition of accredited investor to exclude Retirement Assets and Retirement Income Assets, and for other purposes

• H.R. 2534, (116th Congress, Engrossed in House), the "Insider Trading Prohibition Act"

• H.R. ____, a bill to require the Securities and Exchange Commission to revise the definition of an Accredited Investor to include a natural person that passes an examination established and administered by the Commission, and for other purposes

Witness List

• Mr. Joel H. Trotter, Partner, Latham and Watkins LLP

• Mr. Rodney Sampson, Executive Chairman and CEO, Opportunity Hub

• Mr. Henry Ward, Co-Founder and CEO, Carta

• Mr. Brandon Brooks, Founding Partner, Overlooked Ventures

• Ms. Melanie Senter Lubin, Maryland Securities Commissioner, on behalf of NASAA

Hearing Video