Witness List & Prepared Testimony:
Panel One:
- Mr. Harry Markopolos, an independent financial fraud investigator for institutional investors and others seeking forensic accounting expertise, as well as a Chartered Financial Analyst and Certified Fraud Examiner
Panel Two:
- Ms. Linda Thomsen, Director, Division of Enforcement, U.S. Securities and Exchange Commission
- Mr. Andrew J. Donohue, Director, Division of Investor Management, U.S. Securities and Exchange Commission
- Mr. Erik Sirri, Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
- Mr. Andy Vollmer, Acting General Counsel, U.S. Securities and Exchange Commission
- Ms. Lori A. Richards, Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
- Mr. Stephen Luparello, Interim Chief Executive Officer, Financial Industry Regulatory Authority
Available Member Statements: Chairman Kanjorski, Congresswoman Bachmann
Printed Hearing: 111-2
Related Documents:
