Apr 15 2026 Hearings Hearing Entitled: Safeguarding Main Street: Combatting Fraud and Exploitation in Our Capital Markets Tags: Subcommittee on Capital Markets
Mar 05 2026 Hearings Hearing Entitled: The Role of Self-Regulatory Organizations in U.S. Markets: Examining FINRA and the MSRB Tags: Subcommittee on Capital Markets
Feb 04 2026 Hearings Hearing Entitled: A New Day at the SEC: Restoring Accountability, Due Process, and Public Confidence Tags: Subcommittee on Capital Markets
Jan 21 2026 Hearings POSTPONED: Hearing Entitled: Expanding Retirement Choices: Bringing Private Markets to Main Street Savers Tags: Subcommittee on Capital Markets
Jun 25 2025 Hearings Hearing Entitled: Reassessing Sarbanes-Oxley: The Cost of Compliance in Today’s Capital Markets Tags: Subcommittee on Capital Markets
Apr 29 2025 Hearings Hearing Entitled: Exposing the Proxy Advisory Cartel: How ISS & Glass Lewis Influence Markets Tags: Subcommittee on Capital Markets
Feb 26 2025 Hearings Hearing Entitled: The Future of American Capital: Strengthening Public and Private Markets by Increasing Investor Access and Facilitating Capital Formation Tags: Subcommittee on Capital Markets
Dec 08 2016 Hearings Hearing entitled “The Impact of Regulations on Short-Term Financing” Tags: Subcommittee on Capital Markets
Sep 22 2016 Hearings Hearing entitled “Examining the Agenda of Regulators, SROs, and Standards-Setters for Accounting, Auditing, and Municipal Securities” Tags: Subcommittee on Capital Markets
Sep 21 2016 Hearings Hearing entitled “Corporate Governance: Fostering a System that Promotes Capital Formation and Maximizes Shareholder Value” Tags: Subcommittee on Capital Markets
May 17 2016 Hearings Hearing entitled “Legislative Proposals to Enhance Capital Formation, Transparency, and Regulatory Accountability” Tags: Subcommittee on Capital Markets
Apr 21 2016 Hearings Hearing entitled “Continued Oversight of the SEC’s Offices and Divisions” Tags: Subcommittee on Capital Markets
Apr 14 2016 Hearings Hearing entitled “The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance Capital Formation” Tags: Subcommittee on Capital Markets
Feb 24 2016 Hearings Hearing entitled “The Impact of the Dodd-Frank Act and Basel III on the Fixed Income Market and Securitizations” Tags: Subcommittee on Capital Markets
Dec 02 2015 Hearings Hearing entitled “Legislative Proposals to Improve the U.S. Capital Markets” Tags: Subcommittee on Capital Markets
Oct 23 2015 Hearings Hearing entitled “Oversight of the SEC’s Division of Investment Management” Tags: Subcommittee on Capital Markets
Sep 10 2015 Hearings Joint Hearing entitled “Preserving Retirement Security and Investment Choices for All Americans” Tags: Subcommittee on Capital Markets , Subcommittee on Oversight and Investigations
Jun 16 2015 Hearings Hearing entitled “Legislative Proposals to Modernize Business Development Companies and Expand Investment Opportunities” Tags: Subcommittee on Capital Markets
May 13 2015 Hearings Hearing entitled “Legislative Proposals to Enhance Capital Formation and Reduce Regulatory Burdens, Part II” Tags: Subcommittee on Capital Markets
May 01 2015 Hearings Hearing entitled “Oversight of the Financial Industry Regulatory Authority” Tags: Subcommittee on Capital Markets
Apr 29 2015 Hearings Hearing entitled “Legislative Proposals to Enhance Capital Formation and Reduce Regulatory Burdens” Tags: Subcommittee on Capital Markets
Mar 19 2015 Hearings Hearing entitled “Oversight of the SEC’s Division of Enforcement” Tags: Subcommittee on Capital Markets
Jul 24 2014 Hearings Hearing entitled “Oversight of the SEC’s Division of Corporation Finance” Tags: Subcommittee on Capital Markets
Jun 26 2014 Hearings Hearing entitled “Oversight of the SEC's Division of Trading and Markets” Tags: Subcommittee on Capital Markets
May 01 2014 Hearings Hearing entitled “Legislative Proposals to Enhance Capital Formation for Small and Emerging Growth Companies, Part II" Tags: Subcommittee on Capital Markets
Apr 09 2014 Hearings Hearing entitled “Legislative Proposals to Enhance Capital Formation for Small and Emerging Growth Companies” Tags: Subcommittee on Capital Markets
