Hearing Entitled: The Role of Self-Regulatory Organizations in U.S. Markets: Examining FINRA and the MSRB | U.S. House Committee on Financial Services

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Hearing Entitled: The Role of Self-Regulatory Organizations in U.S. Markets: Examining FINRA and the MSRB

Thursday, March 05, 2026 | 02:00 | 2128 Rayburn House Office Building

Tags: Subcommittee on Capital Markets

Click here to view the livestream of this hearing.

Click here to view the Committee Memorandum.

Witnesses:

Mr. Onnig Dombalagian, Professor of Law, Tulane University School of Law
Ms. Valerie Mirko, Partner & Leader of Securities Regulation and Litigation, Armstrong Teasdale LLP
Mr. Mike Nicholas, Chief Executive Officer, Bond Dealers of America
Ms. Jennifer Shaw, Executive Director, Public Investors Advocate Bar Association

Legislation:

H.R. 2689, the Restoring Accountability in Market Supervision (RAMS) Act
H.R.____, a bill to amend the Securities Exchange Act of 1934 to require fines collected for violations of the rules of the Municipal Rulemaking Board to be deposited into the Treasury
H.R.____, a bill to amend the Securities Exchange Act of 1934 to clarify the composition of the membership of the Municipal Securities Rulemaking Board