Sep 26 2018 Hearings Hearing entitled “Oversight of the SEC’s Division of Investment Management” Tags: Capital Markets, Securities, and Investment
Jun 13 2018 Hearings Hearing entitled “Ensuring Effectiveness, Fairness, and Transparency in Securities Law Enforcement” Tags: Capital Markets, Securities, and Investment
May 23 2018 Hearings Hearing entitled “Legislative Proposals to Help Fuel Capital and Growth on Main Street” Tags: Capital Markets, Securities, and Investment
May 16 2018 Hearings Hearing entitled “Oversight of the SEC’s Division of Enforcement” Tags: Capital Markets, Securities, and Investment
Apr 26 2018 Hearings Hearing entitled “Oversight of the SEC’s Division of Corporation Finance” Tags: Capital Markets, Securities, and Investment
Mar 14 2018 Hearings Hearing entitled “Examining the Cryptocurrencies and ICO Markets” Tags: Capital Markets, Securities, and Investment
Feb 14 2018 Hearings Hearing entitled “Legislative Proposals Regarding Derivatives” Tags: Capital Markets, Securities, and Investment
Nov 30 2017 Hearings Hearing entitled “Implementation and Cybersecurity Protocols of the Consolidated Audit Trail” Tags: Capital Markets, Securities, and Investment
Nov 03 2017 Hearings Hearing entitled “Legislative Proposals to Improve Small Businesses’ and Communities’ Access to Capital” Tags: Capital Markets, Securities, and Investment
Sep 07 2017 Hearings Hearing entitled “Oversight of the Financial Industry Regulatory Authority” Tags: Capital Markets, Securities, and Investment
Jul 18 2017 Hearings Hearing entitled “The Cost of Being a Public Company in Light of Sarbanes-Oxley and the Federalization of Corporate Governance” Tags: Capital Markets, Securities, and Investment
Jul 14 2017 Hearings Hearing entitled “A Review of Fixed Income Market Structure” Tags: Capital Markets, Securities, and Investment
Jul 13 2017 Hearings Hearing entitled “Impact of the DOL Fiduciary Rule on the Capital Markets” Tags: Capital Markets, Securities, and Investment
Jun 27 2017 Hearings Hearing entitled “U.S. Equity Market Structure Part I: A Review of the Evolution of Today’s Equity Market Structure and How We Got Here” Tags: Capital Markets, Securities, and Investment
Mar 29 2017 Hearings Hearing entitled “Examining the Impact of the Volcker Rule on the Markets, Businesses, Investors, and Job Creators” Tags: Capital Markets, Securities, and Investment
Mar 22 2017 Hearings Hearing entitled “The JOBS Act at Five: Examining Its Impact and Ensuring the Competitiveness of the U.S. Capital Markets” Tags: Capital Markets, Securities, and Investment
